Text Box: V viewpoints
DOI:0000000/00000000000000						Butler Lampson

Text Box: Viewpoint
Usable Security: 
How To Get It 
Why does your computer annoy you so much about security, but still fail to be secure?
Itís because users donít have a model for security, or a simple way to keep important things safe.



omputer security today is in bad shape: people worry about it a lot and spend a good deal of money on it, but most systems are insecure.

Security is not about perfection. In principle we can make secure software and set it up correctly, but in practice we canít, for two reasons:

         Bugs: Secure systems are complicated, hence imperfect. Of course software always has bugs, but even worse, security has to be set up: user accounts and passwords, access control on resources, and trust relationships between organizations. In a world of legacy systems, networked computers, mobile code, and changing relationships between organizations, setup is error-prone.

         Conflicts: Even more important, security gets in the way of other things you want. In the words of General B. W. Chidlaw, ďIf you want security, you must be prepared for inconvenience.Ē3 For users and administrators, security adds hassle and blocks progress. For software developers, it interferes with features and with time to market.

To make things worse, security is fractal: Each part is as complex as the whole, and there are always more things to worry about. Security experts always have a plausible scenario that demands a new option, and a plausible threat that demands a new defense. Thereís no resting place on the road to perfection.

Security is really about risk management: balancing the loss from breaches against the costs of security. Unfortunately, both are difficult to measure. Loss is the chance of security breaches times the expense of dealing with them. Cost is partly in dollars budgeted for firewalls, software, and help desks, but mostly in the time users spend typing and resetting passwords, responding to warnings, finding workarounds so that they can do their jobs, etc. Usually all of these factors are unknown, and people seldom even try to estimate them.

More broadly, security is about economics.2 Users, administrators, organizations and vendors respond to the incentives they perceive. Users just want to get their work done; they donít have good reasons to value security, and view it as a burden. If itís hard or opaque, they will ignore it or work around it; given todayís poor usability they are probably doing the right thing. If you force them, less useful work will get done.1 Tight security usually leads first to paralysis and then to weak security, which no one complains about until thereís a crisis.

Administrators want to prevent obvious security breaches, and avoid blame if something does go wrong. Organizations want to manage their risk sensibly, but because they donít know the important parameters they canít make good decisions or explain their policies to users, and tend to oscillate between too much security and too little. They donít measure the cost of the time that users spend on security and therefore donít demand usable security. Vendors thus have no incentive to supply it; a vendorís main goal is to avoid bad publicity.

Operationally, security is about policy and isolation. Policy is the statement of what behavior is allowed: these users can approve expense reports for their direct reports, only those programs should run, etc. Isolation ensures that the policy is always applied. Usability is pretty bad for both.


Policy is what users and administrators see and set. The main reason we donít have usable security is that users donít have a model of security that they can understand. Without such a model, the usersí view of security is just a matter of learning which buttons to push in some annoying dialog boxes, and itís not surprising that they donít take it seriously and canít remember what to do. The most common user model today is ďSay OK to any question about security.Ē

What do we want from a user model?

         It has to be simple (with room for elaboration on demand).

         It has to minimize hassle for the user, at least most of the time.

         It has to be true (given some assumptions). It is just as real as the systemís code; terms like ďuser illusionĒ make as much sense as saying that bytes in RAM are an illusion over the reality of electrons in silicon.

         It does not have to reflect the implementation directly, although it does have to map to things that the code can deal with.

An example of a successful user model is the desktop, files and folders of todayís client operating systems. Although there is no formal standard for this model, itís clear enough that users can easily move among PC, Macintosh, and Unix systems.

The standard technical model for security is the access control model shown in the figure, †in which isolation ensures that thereís no way to get to objects except through channels guarded by policy, which decides what things agents (principals) are allowed to do with objects (resources). Authentication identifies the principal, authorization protects the resource, and auditing records what happens; these are the gold standard for security.4 Recovery is not shown; it fixes damaged data by some kind of undo, such as restoring an old version.

In most systems the implementation follows this model closely, but it is not very useful for ordinary people: they take isolation for granted, and they donít think in terms of objects or resources. We need models that are good for users, and that can be compiled into access control policy on the underlying objects.

A user model for security deals with policy and history. It has a vocabulary of objects and actions (nouns and verbs) for talking about what happens. History is what did happen; itís needed for recovering from past problems and learning how to prevent future ones. Policy is what should happen, in the form of some general rules plus a few exceptions. The policy must be small enough that you can easily look at all of it.

Today we have no adequate user models for security and no clear idea of how to get them. Thereís not even agreement on whether we can elicit models from what users already know, or need to invent and promote new ones. It will take the combined efforts of security experts, economists, and cognitive scientists to make progress. Here are a few tentative examples of what might work.

You need to know who can do what to which things. ďWhoĒ is a particular person, a group of people like your Facebook friends, anyone with some attribute like ďover 13Ē, or any program with some attribute like ďapproved by Microsoft ITĒ. ďWhatĒ is an action like read or write. ďWhichĒ is everything in a particular place like your public folder, or everything labeled medical stuff (implying that data can be labeled). An administrator also needs declarative policy like, ďAny accountís owner can transfer cash out.Ē

A time machine†lets you recover from damage to your data: you can see what the state was at midnight on any previous day. You canít change the past, but you can copy things from there to the current state just as you can copy things from a backup disk.


Perfect isolation ensures that the only way for an input to reach an object is through a channel controlled by policy. Isolation fails when an input has an effect that is not controlled by policy; this is a bug. Some common bugs today are buffer overruns, cross-site scripting, and SQL code injection. Executable inputs like machine instructions or Javascript are obviously dangerous, but modern HTML is so complex and expressive that there are many ways to trick a browser into running code, and widely used programs with simple inputs like JPEG have had buffer overruns. A modern client OS, together with the many applications that run on it, is bound to have security bugs.

Users canít evaluate these dangers. The only sure way to avoid the effects of dangerous inputs is to reject them. A computer that is not connected to any network rejects all inputs, and is probably secure enough for most purposes. Unfortunately, it isnít very useful. A more plausible approach has two components:

         Divide inputs into safe ones, handled by software that you trust to be bug free (that is, to enforce security policy), and dangerous ones, for which you lack such confidence. Vanilla ANSI text files are probably safe, and unfiltered HTML is dangerous; cases in between require judgments that balance risk against inconvenience.

         Accept dangerous inputs only from sources that are accountable enough, that is, that can be punished if they misbehave. Then if the input turns out to be harmful, you can take appropriate revenge on its source.


People think that security in the real world is based on locks. In fact, real world security depends mainly on deterrence, and hence on the possibility of punishment. The reason that your house is not burgled is not that the burglar canít get through the lock on the front door; rather, itís that the chance of getting caught and sent to jail, while small, is large enough to make burglary uneconomic.

Itís hard to deter attacks on a computer connected to the Internet because itís hard to find the bad guys. The way to fix this is to communicate only with parties that are accountable, that you can punish. There are many different punishments: money fines, ostracism from some community, firing, jail, etc. Often itís enough if you can undo an action; this is the financial systemís main tool for security.

Some punishments require identifying the responsible party in the physical world, but others do not. For example, to deter spam, reject email unless itís signed by someone you know or comes with ďoptional postageĒ in the form of a link certified by a third party you trust, such as Amazon or the USPS; if you click the link, the †sender contributes a dollar to the Salvation Army.

The choice of safe inputs and the choice of accountable sources are both made by your system, not by any centralized authority. These choices will often depend on information from third parties about identity, reputation, etc., but which parties to trust is also your choice. All trust is local.

To be practical, accountability needs an ecosystem that makes it easy for senders to become accountable and for receivers to demand it. If there are just two parties they can get to know each other in person and exchange signing keys. Because this doesnít scale, we also need third parties that can certify identities or attri≠butes, as they do today for cryptographic keys. This need not hurt anonymity unduly, since the third parties can preserve it except when there is trouble, or accept bonds posted in anonymous cash.

This scheme is a form of access control: you accept input from me only if I am accountable. There is a big practical difference, though, because accountability is for punishment or undo. Auditing is crucial, to establish a chain of evidence, but very permissive access control is OK because you can deal with misbehavior after the fact rather than preventing it up front.


The obvious problem with accountability is that you often want to communicate with parties that you donít know much about: unknown vendors, porn sites, etc. To reconcile accountability with the freedom to go anywhere on the Internet, you need two (or more) separate machines: a green machine that demands accountability, and a red one that does not.

On the green machine you keep important things: personal, family and work data, backups, etc. It needs automated management to handle the details of accountability for software and web sites, but you choose the manager and decide how high to set the bar: like your house, or like a bank vault. Of course the green machine is not perfectly secureóno practical machine can beóbut it is far more secure than what you have today.

On the red machine you live wild and free. You donít put anything there that you really care about keeping secret or really donít want to lose. If anything goes wrong, you reset the red machine to some known state.

This scheme has significant unsolved problems. Virtual machines can keep green isolated from red, though there are details to work out. However, we donít know how to give the user some control over the flow of information between green and red without losing too much security.


Things are so bad for usable security that we need to give up on perfection and focus on essentials. The root cause of the problem is economics: we donít know the costs either of getting security or of not having it, and so users quite rationally donít care much about it. Hence vendors have no incentive to make security usable.

To fix this we need to measure the cost of security, and especially the time users spend on it. We need simple models of security that users can understand. To make systems trustworthy we need accountability, and to preserve freedom we need separate green and red machines that protect things you really care about from the wild Internet.



1.   Adams, A. and Sasse, A. Users are not the enemy, Comm. ACM 42, 12 (Dec 1999), pp 41-46.

2.   Anderson, R. Economics and Security Resource Page, http://www.cl.cam.ac.uk/~rja14/econsec.html

3.   Chidlaw, B. Dec. 12, 1954. Quoted by the International Spy Museum, Washington DC

4.   Lampson, B. Practical principles for computer security, in Software System Reliability and Security, ed. Broy et al, IOS Press, 2007, pp 151-195.

Butler Lampson (Butler.Lampson@microsoft.com) is a Technical Fellow at Microsoft Research and is a Fellow of ACM.